Senior Manager, Operational Risk and Compliance, Wealth & Private Bank
- Advance your operational risk management career with New Zealand’s largest KiwiSaver provider
- Lead a team of risk and compliance professionals
- Drive continuous improvement in operational, compliance and conduct risk management practices
About The Role
The Senior Manager, Operational Risk & Compliance, is part of the leadership group of ANZ NZ’s Wealth & Private Bank Risk team. The team is collectively responsible for managing operational risk and compliance throughout the Wealth & Private Bank business, with particular focus on investment funds and KiwiSaver product and advice, investment management, technology, conduct and culture.
In this role, you will:
- Be accountable for managing a portfolio of operational risks in a complex and heavily regulated business environment.
- Provide expert advice to stakeholders on all relevant operational, compliance and conduct risk related matters, including key risks, projects, initiatives and change processes.
- Coordinate with all relevant business teams (including outside Wealth & Private Bank) to manage and evidence sound risk management practices, including compliance with legal and regulatory obligations.
- Advise Wealth & Private Bank management on conduct risk mitigation and remediation activities; instil an innovative approach to conduct risk management.
- Manage reporting on operational, compliance and conduct risk matters to the Wealth & Private Bank business, ANZ NZ divisional forums and Boards.
- Adapt to and lead the team through ongoing changes in the regulatory and broader business environment.
- Lead by example; display and encourage behaviours essential to the delivery of a strong risk culture.
Role Location: Auckland preferred
Role Type: Permanent
About You
This is a key appointment to the Wealth & Private Bank Risk team. The business environment is heavily regulated and closely governed. Strong leadership and the ability to provide high levels of assurance on the control and compliance environment is an essential part of the role.
To grow and be successful in this role, you will ideally bring the following:
- Extensive operational risk or equivalent experience in a regulated Funds or Investment Management environment, including experience of FMCA-licensed products and services.
- Team management and leadership experience; the ability and desire to mentor peers and wider team members.
- Confident senior stakeholder engagement; excellent influencing and negotiating skills.
- A growth mindset: the ability to anticipate and plan for change; take a long term view of business needs for operational risk management; strive for continuous improvement and better outcomes.
About ANZ
Our purpose is to shape a world where people and communities thrive. That’s why we strive to create a balanced, sustainable economy in which everyone can take part and build a better life. By helping people make the most of what they have, we transform ideas, hard work and ambition into reality.
ANZ recognises the value of an inclusive and diverse work environment. We take pride in the diversity of our people and encourage applications from diverse candidates. Our recruitment decisions are based on the key inherent needs and requirements of each role, and candidates are selected based on their unique strengths and characteristics.
The ANZ values are the foundation of how we work and support our customers.
Integrity – We are honest and fair
Collaboration – We work together for the customer
Accountability – We take ownership and get things done
Respect – We care for all those we serve
Excellence – We challenge ourselves to be better
We work flexibly at ANZ. Talk to us about how this role could be flexible for you.
ANZ recognises the importance of flexible working, watch our Global Stories to see how ANZ aims to meet the needs of our customers and to attract and retain the best people in a changing world.
To find out more about working at ANZ or to view other opportunities visit anz.co.nz/careers
You may apply for this role by visiting ANZ Careers and search for the reference number NEW042467.
Applications close Sunday 31 January 2021.
- Advance your operational risk management career with New Zealand’s largest KiwiSaver provider
- Lead a team of risk and compliance professionals
- Drive continuous improvement in operational, compliance and conduct risk management practices
About The Role
The Senior Manager, Operational Risk & Compliance, is part of the leadership group of ANZ NZ’s Wealth & Private Bank Risk team. The team is collectively responsible for managing operational risk and compliance throughout the Wealth & Private Bank business, with particular focus on investment funds and KiwiSaver product and advice, investment management, technology, conduct and culture.
In this role, you will:
- Be accountable for managing a portfolio of operational risks in a complex and heavily regulated business environment.
- Provide expert advice to stakeholders on all relevant operational, compliance and conduct risk related matters, including key risks, projects, initiatives and change processes.
- Coordinate with all relevant business teams (including outside Wealth & Private Bank) to manage and evidence sound risk management practices, including compliance with legal and regulatory obligations.
- Advise Wealth & Private Bank management on conduct risk mitigation and remediation activities; instil an innovative approach to conduct risk management.
- Manage reporting on operational, compliance and conduct risk matters to the Wealth & Private Bank business, ANZ NZ divisional forums and Boards.
- Adapt to and lead the team through ongoing changes in the regulatory and broader business environment.
- Lead by example; display and encourage behaviours essential to the delivery of a strong risk culture.
Role Location: Auckland preferred
Role Type: Permanent
About You
This is a key appointment to the Wealth & Private Bank Risk team. The business environment is heavily regulated and closely governed. Strong leadership and the ability to provide high levels of assurance on the control and compliance environment is an essential part of the role.
To grow and be successful in this role, you will ideally bring the following:
- Extensive operational risk or equivalent experience in a regulated Funds or Investment Management environment, including experience of FMCA-licensed products and services.
- Team management and leadership experience; the ability and desire to mentor peers and wider team members.
- Confident senior stakeholder engagement; excellent influencing and negotiating skills.
- A growth mindset: the ability to anticipate and plan for change; take a long term view of business needs for operational risk management; strive for continuous improvement and better outcomes.
About ANZ
Our purpose is to shape a world where people and communities thrive. That’s why we strive to create a balanced, sustainable economy in which everyone can take part and build a better life. By helping people make the most of what they have, we transform ideas, hard work and ambition into reality.
ANZ recognises the value of an inclusive and diverse work environment. We take pride in the diversity of our people and encourage applications from diverse candidates. Our recruitment decisions are based on the key inherent needs and requirements of each role, and candidates are selected based on their unique strengths and characteristics.
The ANZ values are the foundation of how we work and support our customers.
Integrity – We are honest and fair
Collaboration – We work together for the customer
Accountability – We take ownership and get things done
Respect – We care for all those we serve
Excellence – We challenge ourselves to be better
We work flexibly at ANZ. Talk to us about how this role could be flexible for you.
ANZ recognises the importance of flexible working, watch our Global Stories to see how ANZ aims to meet the needs of our customers and to attract and retain the best people in a changing world.
To find out more about working at ANZ or to view other opportunities visit anz.co.nz/careers
You may apply for this role by visiting ANZ Careers and search for the reference number NEW042467.
Applications close Sunday 31 January 2021.